Privacy Policy

At Vijay Gupta Advisory™, we value your trust and are committed to protecting the privacy and confidentiality of your personal and financial information. This Privacy Policy explains how we collect, use, disclose, and safeguard your data in compliance with SEBI (Research Analyst) Regulations, 2014 and applicable data protection best practices.

1. Information We Collect

• Personal Identification Information: Name, address, email ID, phone number
• KYC Details: PAN, Aadhaar (as required by law), bank account details
• Investment Profile Data: Risk appetite, objectives, and financial goals
• Interaction Records: Email, WhatsApp, phone calls, web forms
• Website Usage Data: IP address, browser type, device identifiers, analytics

2. Purpose of Data Collection

• Client onboarding and identity verification (KYC)
• Providing research reports and recommendations
• Compliance with SEBI and statutory obligations
• Maintaining records of communications and disclosures
• Sending service-related updates and newsletters
• Improving website performance and user experience

3. Confidentiality & Data Protection

• Client data is not shared with third parties unless legally required or with consent
• Research reports are not disclosed before public release
• Technical, administrative, and physical safeguards protect client information

4. Use of Artificial Intelligence (AI)

5. Data Sharing & Conflict of Interest

• All material conflicts of interest are disclosed
• Third-party research reports include conflict disclosures or reference links

6. Rights of Clients

• Access personal data held by the Research Analyst
• Request correction or deletion of inaccurate data
• Withdraw consent (subject to regulatory obligations)
• Expect data usage only for stated purposes
• Lodge complaints regarding data misuse with SEBI / RAASB

7. Grievance Redressal & Privacy Complaints

• SCORES 2.0: https://scores.sebi.gov.in
• SMART ODR: https://smartodr.in
• Office of Investor Assistance & Education, SEBI, Mumbai

8. Data Retention

Client data is retained as per SEBI regulations and internal audit requirements. Upon completion of mandatory retention periods, data is securely deleted or anonymized.

9. Updates to this Policy

This Privacy Policy may be updated periodically. The latest version will always be available on www.VijayGuptaAdvisory.com.

There is no avenue for claiming losses incurred based on research recommendations.
Visit Investor Charter & Complaint Table at www.VijayGuptaAdvisory.com