Disclaimer & Disclosures

Research Analyst: Vijay Kumar Gupta
SEBI Registration Number: INH000020226

Disclaimer and Risk Warnings

Market Risk Warning: Investments in securities markets are subject to market risks. Read all related documents carefully before investing.
Loss Possibility: Market risks may result in partial or permanent loss of investments under certain market conditions.
SEBI Registration: Registration granted by SEBI and certification from NISM do not guarantee performance or assure returns.
Past Performance: Past performance is not indicative of future results.
Open Positions Risk: Recommendations may not carry stop-loss or target prices, which can result in significant losses during adverse market conditions.
No Warranties: No guarantee is provided regarding accuracy, completeness, reliability, or results of the information.

Fee Collection – SEBI Specified Mechanism

All fees must be paid only through online modes in the name of “Vijay Kumar Gupta” or via approved payment gateways or Centralized Fee Collection Mechanism (CeFCoM). Payments outside this mechanism are not considered valid under SEBI regulations.

Scope of Services

We provide research analysis and securities recommendations only. We do not offer portfolio management services, personal account handling, profit sharing, or risk-profiling-based advisory services.

Reporting Unethical Practices

Report unethical practices to:
Email: RESEARCHANALYSTVIJAY@GMAIL.COM
SEBI Toll-Free: 1800 22 7575 / 1800 266 7575

Business Activity Disclosure

Vijay Kumar Gupta is engaged in Research Analyst activities, providing Buy/Sell/Hold calls and ratings as defined under SEBI (Research Analyst) Regulations, 2014.

Disciplinary History

No disciplinary action, penalty, or regulatory order has been passed against Vijay Kumar Gupta (INH000020226).

Terms of Research Reports

Research reports are issued only to registered clients and are based on publicly available information believed to be reliable. Reports are for informational purposes only and do not constitute solicitation or offer to trade securities.

Risk Disclosures

Investors may lose their entire investment under certain market conditions. Recommendations do not consider individual financial situations or investment objectives.

Conflict of Interest Disclosures

No direct or indirect financial interest in subject companies
No ownership of 1% or more securities of subject companies
No compensation received from subject companies
No market-making activity undertaken
No investment banking or merchant banking relationship

Use of Artificial Intelligence (AI)

Research may use AI-based tools alongside technical and fundamental analysis. AI systems carry inherent risks such as data bias, system vulnerabilities, transparency limitations, and potential security breaches.

Model Portfolio Disclosure

Any model portfolio recommendations shall strictly adhere to SEBI Research Analyst Guidelines.

Grievance Redressal Mechanism

SEBI SCORES: https://scores.sebi.gov.in
SEBI ODR: https://smartodr.in
SEBI Toll-Free: 1800 22 7575 / 1800 266 7575

Investor Awareness

Visit SEBI Investor Website: https://investor.sebi.gov.in
Download SEBI Saarthi App (Android & iOS)

Final Notice

There is no avenue for claiming losses incurred based on research recommendations. Refer to the Investor Charter and Complaint Table on our website.